Dec 17, 2024 · Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.. Live Webcasts (listed below) last one hour and must be viewed in their entirety in ...

Jan 24, 2025 · News Brief DOJ indicts five in remote IT work scheme to circumvent North Korean sanctions. 2025-01-27T21:00:00+00:00 By Adrianne Appel. Five people, including two Americans, allegedly duped U.S. companies into hiring North Koreans for contract IT work, and funneled millions in U.S. dollars to the sanctioned regime, the Department of Justice said.

Jan 20, 2023 · News Brief FINRA orders Barclays unit to pay $700K over conflicts of interest. 2024-04-15T16:26:00Z. A Barclays unit agreed to pay $700,000 to settle allegations levied by the Financial Industry Regulatory Authority that its research analysts violated conflict-of-interest rules and the firm failed to sufficiently supervise their trades.

Dec 9, 2024 · Business owners can stop preparing their 2025 anti-money laundering (AML) reports for the Treasury Department’s Financial Crimes Enforcement Network (FinCEN), according to a Texas court, which ruled the Corporate Transparency Act (CTA) requirement unconstitutional.

Dec 9, 2014 · Netflix is suing a former IT executive, alleging the man created a kickback scheme that netted him more than $500,000 as he executed contracts and approved invoices through sham arrangements with two vendors. Painful for Netflix, yes, but we have key lessons in segregation of duties and internal control worth ...

Earn CPE Credit with Compliance Week. Compliance Week is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors.State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

Dec 5, 2024 · KPMG report on regs in 2025: Use data analytics to predict, respond to Trump administration changes. By Aaron Nicodemus 2024-12-05T15:51:00

News Brief SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments. 2025-01-10T18:03:00Z. Vince McMahon, the founder and former CEO of WWE, was fined $400,000 and ordered to reimburse the wrestling giant more than $1.3 million to settle charges brought by the Securities and Exchange Commission that he failed to disclose hush money payments he made on behalf of ...

2021 Excellence in Compliance Awards winners. CCO/CECO of the Year: Justin Ross, Chief Compliance Officer, FedEx Corp. Compliance Program of the Year: Tenneco Lifetime Achievement in Compliance: Emmanuel Lulin, Chief Ethics Officer, L’Oréal Compliance Innovator of the Year: Sarah Partington, Senior Compliance Officer/Director of Compliance Operations, The MetroHealth System

May 6, 2022 · At a time when other large banks were stacking their risk and compliance departments amid intensified banking regulatory scrutiny, USAA’s risk and compliance functions remained woefully understaffed in an organization plagued by systemic violations of laws that went unaddressed for years.