British inter-dealer broker TP ICAP said on Tuesday it could list its data and analytics business in the United States as early as the second quarter if it chooses that option.

As a follow-up to our prior discussion in this area, this article addresses a recent exemption issued to the New York Stock Exchange ("NYSE") by ...

As the Securities and Exchange Commission pumps the brakes on securities enforcement, the North American Securities Administrators Association is preparing to roll out a regulatory standard of its own ...

Dubai’s latest crypto license clears the way for the layer-1 blockchain to launch unique DeFi services and products ...

StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange Commission ...

SHORT ANSWER: The best stock broker in Nepal is Interactive Brokers ... where she served as an Interbank dealer, technical analyst, derivative specialist and risk manager. Her responsibilities ...

Although commonly referred to as an auction license, the permit needed to attend a license-only auction is a vehicle dealer’s license. It is not specific to car auctions; it allows individuals to buy ...

LPL Financial Holdings Inc., the owner and holding company of the broker-dealer, said last year it was buying the broker-dealer network Atria Wealth Solutions Inc. for roughly $805 million ...

Nigerian investment platform, Risevest has acquired a U.S. broker-dealer license through its affiliate, Risevest Financial Securities Limited. After Bamboo, the development has made the platform the ...

Once upon a time, a stock broker was the fashionably dressed, skyscraper-dwelling man (it was almost always a male) you called whenever you wanted to change the composition of your equity portfolio.

The US Securities and Exchange Commission has dropped its effort to undo a court ruling blocking a controversial broker-dealer rule that would have given the agency jurisdiction over decentralized ...