SEC enforcement blitz targets 7 financial firms as Biden administration winds down
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
Oklahoma routs South Carolina for first SEC victory
Jalon Moore powered inside for 22 points and eight rebounds as Oklahoma snapped a four-game skid, pulling away late for an 82 ...
SEC sues Nova Labs over alleged unregistered crypto securities offerings
According to a Jan. 17 statement, the SEC alleged that Nova Labs, the firm behind the open-source Helium Network, sold ...
SEC sues Elon Musk, accusing him of withholding info that cost Twitter investors millions
The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely ...