The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...

SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...

The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

Broadstreet Inc. withdrew its appeal of a decision allowing a Securities and Exchange Commission probe into its real-estate ...

The acting chief of the U.S. Securities and Exchange Commission said on Monday he has directed staff to look at ways to ...

Vermont, USA, dropped its case against Coinbase over staking services, citing the regulatory shift in the country.

The US Securities and Exchange Commission is investigating a municipal-bond sale by a Detroit suburb that was hacked last year by cyber criminals, resulting in the theft of about $30 million of ...

Kraken, one of the world's largest cryptocurrency exchanges, said on Monday the U.S. Securities and Exchange ... Commission that led to this change," Kraken added. Need a break? Play the USA ...

Under the terms of the settlement, Allarity has consented, without admitting or denying the SEC's findings, to the entry of ...

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from February 2025.

NEW DELHI – The Indian government has directed a district court in Ahmedabad to process a summons from the U.S. Securities ...