RE/MAX River Bend, located at 2375 B Homer M. Adams Parkway in Alton, has a new managing broker who wants to help teach others. Keith Jackson, who was named managing broker in January, is launching ...

As a follow-up to our prior discussion in this area, this article addresses a recent exemption issued to the New York Stock Exchange ("NYSE") by ...

As the Securities and Exchange Commission pumps the brakes on securities enforcement, the North American Securities Administrators Association is preparing to roll out a regulatory standard of its own ...

Dubai’s latest crypto license clears the way for the layer-1 blockchain to launch unique DeFi services and products ...

StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange Commission ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

SHORT ANSWER: The best stock broker in Nepal is Interactive Brokers ... where she served as an Interbank dealer, technical analyst, derivative specialist and risk manager. Her responsibilities ...

Although commonly referred to as an auction license, the permit needed to attend a license-only auction is a vehicle dealer’s license. It is not specific to car auctions; it allows individuals to buy ...

LPL Financial Holdings Inc., the owner and holding company of the broker-dealer, said last year it was buying the broker-dealer network Atria Wealth Solutions Inc. for roughly $805 million ...

Nigerian investment platform, Risevest has acquired a U.S. broker-dealer license through its affiliate, Risevest Financial Securities Limited. After Bamboo, the development has made the platform the ...

Once upon a time, a stock broker was the fashionably dressed, skyscraper-dwelling man (it was almost always a male) you called whenever you wanted to change the composition of your equity portfolio.