The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...

Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...

Speaker Mike Johnson (R-La.) has reached a deal with Rep. Anna Paulina Luna (R-Fla.) over her push to allow new parents to vote by proxy, a development that is set to unlock the House floor after the ...

A weekslong dustup over proxy voting for new parents in the House came to an end Tuesday despite a last-ditch effort from one of its chief proponents. “Congress is stuck doing things the way that we ...

It’s proxy-voting season, when shareholders get to vote on issues affecting a company’s risks and its place in the world. You can read a primer about proxy voting here. This year, the current US ...

House Republicans are battling over whether and how to squash a looming vote on allowing new parents to vote by proxy, after Rep. Anna Paulina Luna (R-Fla.) circumvented leadership by using a rarely ...